Citi Bank Recruitment – Compliance Senior Officer

Website Citi

Job Description:

Serves as a senior Regulation W compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent Regulation W violations and deliver a risk management framework that maintains risk levels within the firm’s risk appetite and protect the franchise.

Job Responsibilities:

  • Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings.
  • Participating in industry groups and trade association working groups or other forums.
  • Serving as a subject matter expert on Citi’s Compliance programs. Provides Regulation W expert guidance on a real-time basis to manage compliance risk to Private Bank and Wealth Management segment. ICRM will train the right candidate on Regulation W.
  • Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product.
  • Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge.
  • Delivering and maintaining best-in-class Compliance Regulation W programs, policies and practices for ICRM. Translates ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner; provide direction and guidance on the programs.
  • Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements.
  • Analyzing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact.

Job Requirements:

  • Advanced knowledge in area of focus
  • Highly motivated, strong attention to detail, team oriented, organized
  • Experience in managing regulatory exams and relationships with examiners, auditors etc.
  • Expertise of Compliance laws, rules, regulations, risks and typologies
  • Awareness of regulatory requirements including local and US laws, international and industry standards
  • Excellent written, verbal and analytical skills
  • Must be a self-starter, flexible, innovative and adaptive
  • Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
  • Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization; to
  • influence and lead people across cultures at a senior level
  • Strong understanding of Private Bank and Wealth Management product

Job Details:

Company: Citi

Vacancy Type: Full Time

Job Location: New York, NY, US

Application Deadline: N/A

Apply Here

 Report Job