Citi Jobs – Risk Management Officer

Website Citi

Job Description:

Serves as a senior Regulation W Compliance Risk Officer for Independent Compliance Risk Management (ICRM), Regulation W Compliance Office, responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent Regulation W violations and deliver a risk management framework that maintains risk levels within the firm’s risk appetite and protects the franchise.

Job Responsibilities:

  • Serving as a subject matter expert on Citi’s Compliance programs. Provides Regulation W expert guidance to function/business/product on a real-time basis to manage compliance risk.
  • Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge.
  • Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings.
  • Participating in industry groups and trade association working groups or other forums.
  • Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit.
  • Analyzing and scoping the impact of new and complex regulatory developments across senior function, business/product, including cross-border impact.
  • Delivering and maintaining best-in-class Regulation W compliance program, policies, procedures, and practices for ICRM. Translates ICRM strategy and goals across Citi’s clients, products, and geographies in a succinct and clear manner; provide direction and guidance on the program.
  • Leading initiatives and managing high-impact special project work streams with a results driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements.
  • Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance in order to support function/business/products.

Job Requirements:

  • Ability to both work independently and collaborate with team members.
  • Proficient in MS Office applications (Excel, Word, PowerPoint).
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization .
  • Proficient in preparing training materials, audience identification, and tracking training completions.
  • Strong written and verbal communication and interpersonal skills.
  • Must be a self-starter, flexible, innovative and adaptive.
  • Ability to both work collaboratively and independently; ability to navigate a complex organization
  • Excellent project management and organizational skills and capability to handle multiple projects at one time.
  • Advanced knowledge of Compliance laws, rules, regulations, risks and typologies.
  • Advanced analytical skills.
  • Bachelor’s degree; experience in Regulation W compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus.
  • Demonstrated knowledge in area of focus including reporting of Section 23B security purchase transactions.

Job Details:

Company: Citi

Vacancy Type: Full Time

Job Location: Jacksonville, FL, US

Application Deadline: N/A

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