Lincoln Jobs – Specialist AML Compliance

Website Lincoln Financial

Job Description:

This position will perform and deliver on routine assignments/projects while simultaneously leveraging and applying knowledge of their assigned areas of responsibility. They are responsible for investigating suspicious activity, reviewing trend analyses, responding to external/internal investigation requests, and reviewing system-generated AML alerts.

Job Responsibilities:

  • Contributes to the development of classroom and online training for both new and existing staff, providing updates to policies and procedures including annual requirements.
  • Maintains an understanding of current laws, regulations, and common practices of AML and AML-related fields such as the Financial Crimes
  • Enforcement Network (FinCEN), the Bank Secrecy Act, the USA PATRIOT Act, the Office of Foreign Asset Control (OFAC),
  • Identifies and communicates to management process improvements that reduce workloads or improve quality for their assigned area(s) of responsibility.
  • Conducts investigations of suspicious incident referrals utilizing various investigative methods, and prepares detailed investigative reports.
  • Maintains knowledge on current and emerging developments/trends for assigned area(s) of responsibility, assesses the impact, and collaborates with management to incorporate new trends and developments in current and future solutions.
  • Gathers documentation in response to regulatory and internal audit requests.
  • Maintains an understanding of AML Monitoring Systems and utilizes these systems to perform surveillance activities.
  • Coordinates incoming and outgoing AML certifications with product sponsors and firms in which we maintain selling agreements.
  • Identifies and conducts heightened surveillance on high-risk or at-risk accounts, clients, and affiliated persons.
  • Contributes to the development of written communications for internal use relating to AML including prevention, detection, reporting and investigations.

Job Requirements:

  • Series License 7 – or obtain within one year
  • 4 Year/Bachelor’s Degree or equivalent work experience (4 years of experience in lieu of Bachelor’s) – Minimum Required
  • 1 – 3+ Years experience in compliance or other investigative role that aligns with the specific responsibilities for this role. (Required )
  • Certified Anti-Money Laundering Specialist (CAMS) – or obtain within one year

Job Details:

Company: Lincoln Financial

Vacancy Type: Full Time

Job Location: Greensboro, NC, US

Application Deadline: N/A

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