Lloyds Careers Near Me – Vice President

Website Lloyds

Job Description:

The Corporate Compliance Officer is responsible for the day-to-day administration of the Corporate Compliance Program, which include both bank and broker-dealer compliance and regulatory responsibilities.

Job Responsibilities:

  • Prepare compliance communications for the Business.
  • Report to management on a regular basis regarding progress on program implementation and assist with establishing improvement plans.
  • As directed, revise and update Corporate Compliance programs, policies, and procedures to ensure compliance with applicable regulations and group policy requirements.
  • Assist with Corporate Compliance risk assessments, ensuring a robust control environment.
  • Provide support to other Corporate Compliance & Training team members to ensure Compliance Training Program is robust and complete.
  • Assist in overseeing and monitoring the implementation of the Corporate Compliance Program.
  • Assist in the investigation of complaints and colleague infractions, including breaches of policies and procedures.
  • Assist with the preparation of monthly management reports.
  • Assist with preparation of monthly governance reporting.
  • Ability to develop and draft policy to reflect US regulatory requirements affecting LBCM-NA’s Commercial Bank.
  • As needed, present written evaluations and reports to the Compliance Committee and other Senior Management.

Job Requirements:

  • Experience developing and implementing corporate compliance policies and procedures
  • Some experience with BSA/AML a plus
  • Minimum of 5 years’ experience with Commercial Banking business and applicable regulations desired
  • Experience handling requests from regulators a plus
  • The candidate must possess: (i) initiative and sound judgment, (ii.) the ability to prioritize conflicting demands and work well under pressure, (iii.) the relationship management skills to build partnerships with business leaders and with other departments and (iv.) good oral and written communication skills.
  • MBA or JD a plus, but not required.

Job Details:

Company: Lloyds

Vacancy Type: Full Time

Job Location: New York, NY, US

Application Deadline: N/A

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